February 2008
CIBC Mellon makes Section 5970 report available
Maintaining your security holder records and performing securities transfers are integral aspects of CIBC Mellon’s securities transfer and registrar services. To demonstrate our commitment to client service and operational excellence, CIBC Mellon engaged KPMG LLP to conduct an independent assessment of our internal control objectives and procedures, in accordance with Section 5970 of The Canadian Institute of Chartered Accountants’ Handbook (CICA Handbook). The resulting report, as of Nov. 30, 2007, is now available.
If you would like to receive a copy of this report, please contact your client service manager in writing.
By James Hinnecke, director, product management
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Inform® is provided for general information purposes only and CIBC Mellon Trust Company, CIBC Mellon Global Securities Services Company, CIBC, The Bank of New York Mellon Corporation and their affiliates make no representations or warranties as to its accuracy or completeness. Readers should be aware the content of this publication should not be regarded as legal, tax, accounting, investment, financial or other professional advice nor is it intended for such use.
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